Tag: 45-106f1

1 Aug

The Complexities of the Offering Memo Exemption, Ongoing Requirements and Pitfalls

Offering Memorandum Exemption under NI 45‑106 (Ontario) Eligibility & Purpose NI 45‑106 section 2.9 allows non‑reporting issuers to raise capital from the public via an Offering Memorandum (OM) distributed to...

17 Oct

Do you need to do a SEDAR filing every month when issuing shares under a DRIP or other Reinvestment Plan?

Do you need to do a SEDAR filing every month when issuing shares under a DRIP or other Reinvestment Plan? Short Answer: NO so long as you...

28 Apr

Do MICs need to file an exempt distribution report for shares issued under a DRIP?

Should a Mortgage Investment Corporation ("MIC"), include exempt distributions of shares or other securities issued under a reinvestment plan (i.e. a DRIP or Dividend Reinvestment Plan),...