Tag: Accredited Investor

17 Oct

Do you need to do a SEDAR filing every month when issuing shares under a DRIP or other Reinvestment Plan?

Do you need to do a SEDAR filing every month when issuing shares under a DRIP or other Reinvestment Plan? Short Answer: NO so long as you...

30 Mar

Changes to the Mortgage Syndication Rules

As of July 1, 2018, the Financial Services Commission of Ontario (FSCO) will begin enforcing the changes to the O. Regulation 188/08 Mortgage Brokerages Standards of Practice under...

23 Dec

Securities Law & Regulations of a MIC, a Mortgage Investment Corporation

A “Trade” (i.e. selling shares to investors in this case) triggers the “Registration” requirement, even if the trade is not a “distribution”. Just because there is...